Maxwell Zwain is a registered investment advisor at Farther, based in New Orleans, LA, with 10 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,142 clients with $7.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farther Finance Advisors offers investment management services through a wrap program. The annual fee covers investment advice, trade execution, custody, reporting, and account maintenance. The fee is negotiable up to 2% of the assets they manage, depending on the complexity of the account and the investments used.
Location
New Orleans, LA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maxwell is a board member for three organizations: Young Audiences for LA, Touro Infirmary Foundation, and Jewish Community Day School. Maxwell is also an independent life and health insurance agent since 2015, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Farther
Previous Registrations
Freegulliver, LLC
Morgan Stanley
Morgan StanleyBroker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.