Christopher Steiner is a registered investment advisor, based in Waterville, ME, with 10 years of industry experience.
Location
753 W River Rd., Waterville, ME, 04901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher sells fixed insurance products since 2009 and owns Steiner Financial, LLC since 2022, an entity established for tax purposes. Both activities require minimal time during business hours.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2025 - Present · 9 mos
Cambridge Investment Research Advisors, INC.
August 2025 - Present · 9 mos
Previous Registrations
Commonwealth Financial Network
March 2025 - August 2025 · 5 mos
Commonwealth Financial NetworkBroker
March 2025 - August 2025 · 5 mos
LPL Financial LLCBroker
June 2021 - March 2025 · 3 yrs 9 mos
LPL Financial LLC
June 2021 - March 2025 · 3 yrs 9 mos
Edward Jones
August 2015 - June 2021 · 5 yrs 10 mos
Edward JonesBroker
June 2015 - June 2021 · 6 yrs
State Registrations10 states
CTFLMAMDMENCNHNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.