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Avis Austin

9 Years of Experience
Owings Mills, MD
BrokerSells Insurance

Avis Austin is a registered investment advisor at T. Rowe Price Associates, INC., based in Owings Mills, MD, with 9 years of industry experience. Avis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4525 Painters Mill Road, Owings Mills, MD, 21117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Avis receives residuals from health insurance sales and holds a real estate license with Metro Referral Associates, though no sales are currently being conducted. Avis spends minimal time on these activities.

Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
May 2022 - Present · 4 yrs 2 mos
T. Rowe Price Associates, INC.
May 2022 - Present · 4 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
T. Rowe Price Advisory Services, INC.
January 2019 - June 2021 · 2 yrs 5 mos
T. Rowe Price Investment Services, INC.Broker
November 2017 - June 2021 · 3 yrs 7 mos
Prudential Financial Planning Services
April 2017 - September 2017 · 5 mos
Pruco Securities, LLC.Broker
June 2015 - September 2017 · 2 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.