Robert Williams is a registered investment advisor, based in Greenwood Village, CO, with 9 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
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Criminal
March 2001Final Disposition
Employment History
Current Registrations
Empower Financial Services, INC.
May 2023 - Present · 3 yrs
Empower Advisory Group, LLC
May 2023 - Present · 3 yrs
Empower Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Vanguard Advisers, INC.
September 2021 - April 2023 · 1 yr 7 mos
Vanguard Marketing CorporationBroker
September 2021 - April 2023 · 1 yr 7 mos
VALIC Financial Advisors, INC.
July 2020 - August 2021 · 1 yr 1 mo
VALIC Financial Advisors, INC.Broker
February 2020 - August 2021 · 1 yr 6 mos
Bbva Securities INC.Broker
October 2018 - February 2020 · 1 yr 4 mos
Pruco Securities, LLC.Broker
May 2017 - October 2018 · 1 yr 5 mos
Grand Financial, INC.Broker
June 2016 - August 2016 · 2 mos
Reef Securities, INC.Broker
March 2016 - June 2016 · 3 mos
Texas E&p Partners, INC.Broker
July 2015 - March 2016 · 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.