Eric Filippone is a registered investment advisor at Buckram Securities LTD, based in Locust Valley, NY, with 10 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 173 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | Included |
| $50K - $250K | 1.00% |
| $250K - $500K | 0.90% |
| $500K - $1.0M | 0.85% |
| $1M+ | 0.75% |
Household accounts receive a 0.005% fee reduction. Money market balances and individual bonds and notes held in client accounts are not included in the assets which our advisory fee is based upon. Fees are negotiable.
Fee Estimator
Location
168 Forest Avenue, Suite 202, Locust Valley, NY, 11560
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric established E Filippone LLC on 9/26/2023 for personal training lessons. This is a non-investment related activity and does not take place during securities trading hours.
Employment History
Current Registrations
Buckram Securities LTD
Buckram Securities LTDBroker
Previous Registrations
Msi Financial Services, INC.Broker
Wilmington Capital Securities, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.