Thomas Bruce is a registered investment advisor at Cetera Investment Advisers LLC, based in Edina, MN, with 8 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7400 Metro Boulevard Suite 140, Edina, MN, 55439
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas operates under the DBA Financial Strategies Group for financial services, dedicating about a quarter of his time. He also owns Swan Wealth, another financial services DBA, spending about a quarter of his time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Northern Lights Distributors, LLCBroker
Longboard Asset Management
Longboard Asset Management
Jackson National Life Distributors LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.