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Nicholas Sposito

4 Years of Experience
Atlanta, GA
Broker

Nicholas Sposito is a registered investment advisor, based in Atlanta, GA, with 4 years of industry experience.

Location

1331 Spring Street Nw, Suite 2500, Atlanta, GA, 30309

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Invesco Advisers, INC.
January 2023 - Present · 3 yrs 4 mos
Invesco Distributors, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Morgan Stanley
January 2022 - January 2023 · 1 yr
Morgan StanleyBroker
November 2021 - January 2023 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.