James Stathis
James Stathis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Overland Park, KS, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9101 W 110th St, Overland Park, KS, 66210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as a Certified Financial Planner and Wealth Manager for Signature Retirement Group since 2018. This takes about half of his time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Smith Moore & CO.
Smith, Moore & CO.Broker
State Registrations2 states
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