Ryan Gaum is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 North Tampa Street, Suite 3000, Tampa, FL, 33602
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2022 - July 2024 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2022 - July 2024 · 1 yr 7 mos
Citigroup Global Markets INC.
January 2022 - November 2022 · 10 mos
Citigroup Global Markets INC.Broker
January 2022 - November 2022 · 10 mos
Fidelity Brokerage Services LLCBroker
March 2020 - October 2021 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
December 2015 - January 2020 · 4 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
December 2015 - January 2020 · 4 yrs 1 mo
MML Investors Services, LLCBroker
October 2015 - December 2015 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.