Nicholas Baker
Nicholas Baker is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 10 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4550 Post Oak Pl, Ste 125, Houston, TX, 77027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is an agent/broker for fixed insurance sales with Ardent Solutions and IMG Financial Group, dedicating about 10-20% of his time to Ardent Solutions and minimal time to IMG Financial Group. He also serves on advisory boards for Harris County Municipal Utility District and Houston A&M Club, and is a brand ambassador for Richmond Landing Family Dentistry and Total Nutrition.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Foresters Financial Services, INC.Broker
State Registrations5 states
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