Benjamin Ruiz is a registered investment advisor, based in San Antonio, TX, with 10 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
111 West Houston Street, San Antonio, TX, 78205
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Investment Services
May 2025 - Present · 1 yr 5 mos
Frost Brokerage Services, INC.Broker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
July 2017 - May 2025 · 7 yrs 10 mos
AXA Advisors, LLCBroker
December 2015 - May 2017 · 1 yr 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- January Smith, CFPJanus Financial Planning, LLC
- Claude Koontz, CFASequoia Financial Group, L.L.C.
- Jeffrey Dabbs, CFAKercheville Advisors LLC
- Douglas Schroeder, CFPWells Fargo Advisors
- Daniel Fuentes, CFP, ChFCUSAA Investment Services Company
- Lance Humphrey, CFAVictory Capital Management INC.