Alexander Gault is a registered investment advisor, based in Bradenton, FL, with 10 years of industry experience.
Location
1001 3rd Ave W, Suite 450, Bradenton, FL, 34205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alexander serves on an investment advisory oversight board, helping set the strategic direction for the investment of county funds. This activity, which is investment-related, requires minimal time.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Wealth Enhancement Brokerage Services, LLC
October 2023 - Present · 2 yrs 7 mos
Wealth Enhancement Advisory Services, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Hightower Advisors, LLC
August 2017 - September 2023 · 6 yrs 1 mo
Hightower Securities, LLCBroker
February 2017 - September 2023 · 6 yrs 7 mos
Cnl Securities CORP.Broker
July 2015 - February 2017 · 1 yr 7 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.