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Dean Bantis

10 Years of Experience
Jersey City, NJ
Broker

Dean Bantis is a registered investment advisor at Siebert Advisornxt, LLC., based in Jersey City, NJ, with 10 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 786 clients with $290M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
43 advisors
Number of Clients
786 clients
Average Client Portfolio
$366K average
Assets Under Management
$287.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5M+0.75%

The fee schedule is the starting point for negotiation. Siebert negotiates fees with clients and may charge a lesser or greater management fee than listed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15 Exchange Place Suite 800, Jersey City, NJ, 07302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dean is a dual employee and investment advisor representative for Siebert AdvisorNxt, LLC, an investment advisory firm. Dean spends about half of his time in this role, with compensation paid by the parent company, Siebert Financial Corporation.

Employment History
Current Registrations
Siebert Advisornxt, LLC.
September 2019 - Present · 6 yrs 8 mos
Muriel Siebert & CO., LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Spartan Capital Securities, LLCBroker
August 2017 - December 2017 · 4 mos
Dawson James Securities, INC.Broker
March 2016 - August 2017 · 1 yr 5 mos
National Securities CorporationBroker
August 2015 - March 2016 · 7 mos
State Registrations38 states
AKALAZCACOCTDCFLGAIAILINKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.