MH
MH
Matthew Higgins
9 Years of Experience
Paramus, NJ
2 DisclosuresBroker
Matthew Higgins is a registered investment advisor at MML Investors Services, LLC, based in Paramus, NJ, with 9 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
61 So Paramus Rd, 5th Floor Suite 575, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019Withdrawn
Customer Dispute
January 2019Settled
Employment History
Current Registrations
MML Investors Services, LLC
September 2018 - Present · 8 yrs 1 mo
MML Investors Services, LLC
November 2017 - Present · 8 yrs 11 mos
MML Investors Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
AXA Advisors, LLCBroker
December 2015 - June 2016 · 6 mos
State Registrations12 states
COCTDEFLMAMDNJNYOHPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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