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Armand Leaks

10 Years of Experience
Los Angeles, CA
Broker

Armand Leaks is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 10 years of industry experience. Armand operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
August 2024 - Present · 1 yr 9 mos
Capital Client Group, INC.
August 2024 - Present · 1 yr 9 mos
Capital Client Group, INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Vanguard Marketing CorporationBroker
June 2023 - August 2024 · 1 yr 2 mos
T. Rowe Price Associates, INC.
July 2020 - June 2023 · 2 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
July 2015 - June 2023 · 7 yrs 11 mos
State Registrations10 states
CACODCDEMDMINCPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.