Carlo Santos-Ocampo
Carlo Santos-Ocampo is a CFP-designated registered investment advisor at The High Net Worth Advisory Group, LLC, based in Naples, FL, with 10 years of industry experience. Carlo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 426 clients with $860M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable depending on factors such as the amount of assets, range of investments, and complexity of the Client’s financial circumstances.
Fee Estimator
Location
8880 Tamiami Trail North, Naples, FL, 34108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlo is a self-employed Florida insurance agent, licensed in life, health, and annuities, since 2017. This activity requires minimal time.
Employment History
Current Registrations
The High Net Worth Advisory Group, LLC
Previous Registrations
The High Net Worth Advisory Group, LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.