Brett Mudd is a registered investment advisor, based in St. Louis, MO, with 7 years of industry experience.
Location
7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brett works as an independent contractor and real estate agent for Gundaker Commerical Group and Sotheby's International Realty, dedicating minimal time to each. Brett also sells life insurance for Guardian Life Insurance (a few hours per week), is the sole owner of Mudd & Co LLC, and works as a weekend day manager at 1356 Public House (about 10-20% of their time).
Employment History
Current Registrations
Huntleigh Securities CorporationBroker
Huntleigh Advisors, INC.
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Cutter & Company, INC.
Cutter & Company, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wells Fargo Advisors, LLCBroker
State Registrations3 states
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