BM
BM

Brett Anthony Mudd

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)
Firm Size
61 advisors
Number of Clients
1,628 clients
Average Client Portfolio
$385K average
Assets Under Management
$626.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $10.0M1.50%
$10M+1.00%

The annual fee and assets under management levels are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brett works as an independent contractor and real estate agent for Gundaker Commerical Group and Sotheby's International Realty, dedicating minimal time to each. Brett also sells life insurance for Guardian Life Insurance (a few hours per week), is the sole owner of Mudd & Co LLC, and works as a weekend day manager at 1356 Public House (about 10-20% of their time).

Employment History
Current Registrations
Huntleigh Securities CorporationBroker
April 2024 - Present · 1 yr 10 mos
Huntleigh Advisors, INC.
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Wells Fargo Advisors
November 2023 - June 2024 · 7 mos
Wells Fargo Clearing Services, LLCBroker
November 2023 - June 2024 · 7 mos
Park Avenue Securities LLC
February 2023 - September 2023 · 7 mos
Park Avenue Securities LLCBroker
February 2023 - September 2023 · 7 mos
LPL Financial LLCBroker
August 2018 - June 2021 · 2 yrs 10 mos
LPL Financial LLC
August 2018 - June 2021 · 2 yrs 10 mos
MML Investors Services, LLC
October 2017 - November 2017 · 1 mo
MML Investors Services, LLCBroker
September 2017 - November 2017 · 2 mos
Cutter & Company, INC.
April 2017 - August 2017 · 4 mos
Cutter & Company, INC.Broker
April 2017 - August 2017 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2016 - February 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - February 2017 · 1 yr 3 mos
Wells Fargo Advisors, LLCBroker
August 2015 - October 2015 · 2 mos
State Registrations3 states
FLILMO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.