Thomas Stapleton
Thomas Stapleton is a registered investment advisor at Collective Wealth Partners, LLC, based in Smyrna, GA, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 205 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees negotiable for accounts over $5,000,001.
Fee Estimator
Location
Smyrna, GA
Get directionsHistory
Regulatory History (1)
Financial
March 2018Other Business ActivitiesSells Insurance
Thomas sells life, disability, annuity, and health insurance products through various carriers, dedicating about 10-20% of his time. He is also the owner and founder of The Power of Brown Money LLC, a financial literacy education program, and spends a few hours per week on this, as well as being an author and speaker.
Employment History
Current Registrations
Collective Wealth Partners, LLC
Previous Registrations
Applied Wealth Management
Applied Wealth Management
Principal Securities, INC.
Principal Securities, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.