NP
NP

Nicholas Peker

10 Years of Experience
St Louis, MO
Broker

Nicholas Peker is a registered investment advisor at Wells Fargo Advisors, based in St Louis, MO, with 10 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

St Louis, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as a food delivery driver for Uber Eats, dedicating a few hours per week. He also owns 100% of Peker Family Enterprises, LLC and sells items on marketplace websites, also dedicating a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors
June 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
June 2018 - Present · 8 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
June 2018 - Present · 8 yrs 3 mos
Previous Registrations
Edward Jones
February 2018 - June 2018 · 4 mos
Edward JonesBroker
February 2018 - June 2018 · 4 mos
Wells Fargo Clearing Services, LLC
August 2015 - February 2018 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2015 - February 2018 · 2 yrs 7 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Peker - Financial Advisor | TrueAdvisor