David Falcone is a registered investment advisor, based in Malvern, PA, with 9 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing Corporation
July 2025 - Present · 10 mos
Vanguard Marketing CorporationBroker
July 2025 - Present · 10 mos
Vanguard Advisers, INC.
July 2025 - Present · 10 mos
Previous Registrations
CBIZ Investment Advisory Services, LLC
April 2024 - June 2025 · 1 yr 2 mos
Mutual of America Securities LLCBroker
November 2018 - December 2023 · 5 yrs 1 mo
Mutual of America Life Insurance CompanyBroker
November 2018 - November 2020 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2018 - June 2018 · 5 mos
Nylife Securities LLCBroker
March 2016 - December 2017 · 1 yr 9 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.