Derek Elphick is a CFA-designated registered investment advisor at Castfirm Advisors LLC, based in Kensington, MD, with 10 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 29 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
Kensington, MD
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek is the CIO, responsible for asset allocation and investment management, at The L. Warner Companies, Inc. since 2016. This is a full-time commitment.
Employment History
Current Registrations
Castfirm Advisors LLC
Previous Registrations
M Holdings Securities, INC.Broker
The L. Warner Companies, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Quinton Holton, CFP, ChFCHolton & Kosanke Wealth Management, LLC
- Samuel Brownell, CFAStratus Capital Management, LLC
- Peter Berneburg, CFPOsaic Wealth, INC.
- Holly Mackay, CFP
- Kojo Gyabaah, CFPAmeriprise Financial Services, LLC
- Beverly Fischetti, CFP