Derek Elphick is a CFA-designated registered investment advisor at The L. Warner Companies, INC, based in Timonium, MD, with 9 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 448 clients with $740M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.5% and is negotiable. TWC may also bill using an agreed upon flat fee or tiered schedule.
Fee Estimator
Location
9690 Deereco Road, Suite 650, Timonium, MD, 21093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek is the CIO, responsible for asset allocation and investment management, at The L. Warner Companies, Inc. since 2016. This is a full-time commitment.
Employment History
Current Registrations
Castfirm Advisors LLC
The L. Warner Companies, INC
Previous Registrations
M Holdings Securities, INC.Broker
State Registrations2 states
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