Nicholas Ferguson
Nicholas Ferguson is a registered investment advisor at Gladstone Wealth Partners, based in Mount Laurel, NJ, with 8 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 8,385 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum investment management fee is 2.00% of assets under management. Fees are negotiable and may vary based on account size, complexity, and scope of services.
Fee Estimator
Location
305 Fellowship Rd, Suite 105, Mount Laurel, NJ, 08054
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2020Other Business Activities
Nicholas operates Peak Wealth Partners as a DBA for his LPL business and RIA since January 2021. He also provides investment advisory services through Gladstone Wealth Group and works as a broker-dealer registered representative with LPL Financial, dedicating full-time hours to Gladstone and about half his time to LPL Financial.
Employment History
Current Registrations
Gladstone Wealth Partners
Previous Registrations
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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