William Locke is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
One Financial Plaza, 19th Floor, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a 2nd Lieutenant - Engineer Officer in the Massachusetts Army National Guard since April 2021, focusing on mission planning, risk management, and logistics. This takes about a quarter of his time after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
The Leaders Group, INC.Broker
State Registrations25 states
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