CD
CD

Colton Dooley

4 Years of Experience
Meridian, MS
Broker

Colton Dooley is a registered investment advisor at Cetera Investment Advisers LLC, based in Meridian, MS, with 4 years of industry experience. Colton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

406 22nd Avenue, Meridian, MS, 39301

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
December 2021 - May 2024 · 2 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2021 - May 2024 · 2 yrs 6 mos
State Registrations6 states
ALFLGAMSTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colton Dooley - Financial Advisor | TrueAdvisor