Stephen Finegan is a registered investment advisor at Piper Sandler & CO., based in New York, NY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1251 Avenue of the Americas, 6th Floor, New York, NY, 10020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Piper Sandler & CO.
Piper Sandler & CO.Broker
Previous Registrations
Sandler, O'neill & Partners, L.P.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Foresters Financial Services, INC.Broker
State Registrations2 states
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