CP
CP

Christin Pomerantz

9 Years of Experience
Broker

Christin Pomerantz is a registered investment advisor, based in Chicago, IL, with 9 years of industry experience.

Location

353 N. Clark St, Chicago, IL, 60654

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mesirow Financial, INC.
October 2022 - Present · 3 yrs 6 mos
Mesirow Financial Investment Management, INC.
October 2022 - Present · 3 yrs 6 mos
Mesirow Financial, INC.Broker
October 2022 - Present · 3 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - October 2022 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - October 2022 · 6 yrs 1 mo
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.