Rock Allen
Rock Allen is a registered investment advisor at Tencap Wealth Coaching, based in South Jordan, UT, with 10 years of industry experience. Rock operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 753 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.15% |
| $500K - $1.0M | 1.05% |
| $1.0M - $4.0M | 0.75% |
| $4M+ | 0.50% |
Fee is negotiable. Accounts within the same household custodied at the same custodian may be combined for a reduced fee.
Fee Estimator
Location
1314 West 11400 South, Suite 201, South Jordan, UT, 84095
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rock is a lawyer practicing with his own law firm, Rock Winchester Allen Counsellor at Law, PLLC. He is also a manager at Sage Corporate Services, LLC and of counsel at Sage Law Partners, LLC, and a self-employed insurance agent, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Tencap Wealth Coaching
Previous Registrations
Evident Wealth
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.