Samuel Soler-Conklin is a registered investment advisor, based in Brea, CA, with 10 years of industry experience.
Location
10 Pointe Dr, Suite 100, Brea, CA, 92821
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel is involved in several business activities, including serving as an Estate and Retirement Specialist, owning rental real estate, and participating in the American Financial Education Alliance. He also works as an agent for non-variable insurance and provides investment advisory services through Wealth Enhancement Advisory Services, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Householder Group Estate & Retirement Specialists
LPL Financial LLCBroker
Wescom Financial Services, LLC
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
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