Shawn Rumsey is a registered investment advisor at Horizon Investments LLC, based in Charlotte, NC, with 10 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,467 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horizon Investments' fees vary depending on the program and financial intermediary.
For SMA wrap programs, fees typically do not exceed 0.75% per year of the value of your investments.
For UMA wrap programs, fees typically do not exceed 0.75% per year of the value of your investments.
For MDPs, fees typically do not exceed 0.65% per year of the value of your investments.
For direct clients, the maximum annual management fee is 0.75%.
Location
6210 Ardrey Kell Road, Ste 300, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shawn works as a Director, Internal Distribution for Horizon Investments, managing an internal sales team and providing sales support. This role takes nearly full-time hours.
Employment History
Current Registrations
Horizon Investments LLC
Quasar Distributors, LLCBroker
Previous Registrations
Brighthouse Securities, LLCBroker
Metlife Investors Distribution CompanyBroker
State Registrations5 states
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