AF
AF

Alberto Daniel Fraga

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
178 advisors
Number of Clients
3,179 clients
Average Client Portfolio
$936K average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
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Location

111 West Houston Street, San Antonio, TX, 78205

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alberto owns residential rental properties through Tyler Capital Holdings Inc. He spends minimal time managing the properties, including paying the property manager, taxes, and insurance.

Employment History
Current Registrations
Frost Investment Services
January 2022 - Present · 4 yrs 1 mo
Frost Brokerage Services, INC.
November 2021 - Present · 4 yrs 3 mos
Frost Brokerage Services, INC.Broker
November 2021 - Present · 4 yrs 3 mos
Previous Registrations
Frost Investment Services
November 2021 - December 2021 · 1 mo
J.P. Morgan Securities LLC
August 2019 - October 2021 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
August 2019 - October 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - June 2019 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2017 - June 2019 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
July 2015 - August 2017 · 2 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alberto Daniel Fraga - Financial Advisor | TrueAdvisor