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CFP
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CFP

Corey Novak

J.P. Morgan Securities LLC
10 Years of Experience
Chicago, IL
Broker
View SEC Summary
View SEC Summary

Corey Novak is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Chicago, IL, with 10 years of industry experience. Corey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Chase Tower 10 S Dearborn, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Corey is an officer (Treasurer) of Holy Trinity Orthodox Church since 2019, dedicating about 10-20% of their time to this role. Corey is also an employee of both JPMorgan Securities and JPMorgan Bank, offering bank products and services.

Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2017 - Present · 9 yrs 5 mos
J.P. Morgan Securities LLC
May 2017 - Present · 9 yrs 5 mos
J.P. Morgan Securities LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Msi Financial Services, INC.
June 2016 - January 2017 · 7 mos
Msi Financial Services, INC.Broker
May 2016 - January 2017 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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