WM
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Whitney Mcnicol

9 Years of Experience
Louisville, KY
Broker

Whitney Mcnicol is a registered investment advisor, based in Louisville, KY, with 9 years of industry experience.

Location

10503 TiMBERWOOD CIR, Suite 205, Louisville, KY, 40207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Whitney is a board member of Max Music Well Foundation, co-owner of Mom's Music Inc., owner of McNicol Maxwell LLC DBA Maxwell's House of Music and MHOM Management Company, and a partner at J Mac Entertainment LLP. Whitney also works full-time as a financial advisor at Commonwealth Capital Management, LLC.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Cetera Advisors LLCBroker
September 2022 - January 2025 · 2 yrs 4 mos
First Allied Advisory Services, INC.
January 2018 - November 2020 · 2 yrs 10 mos
First Allied Securities, INC.Broker
January 2018 - September 2022 · 4 yrs 8 mos
Waddell & Reed
November 2016 - December 2017 · 1 yr 1 mo
Waddell & ReedBroker
June 2016 - December 2017 · 1 yr 6 mos
State Registrations4 states
CAINKYWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Whitney Mcnicol - Financial Advisor | TrueAdvisor