Emily Phillips is a registered investment advisor, based in Columbia, SC, with 8 years of industry experience.
Location
1010 Wildewood Centre Dr, Ste B, Columbia, SC, 29229
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2023 - Present · 3 yrs 4 mos
Sanctuary Securities, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2022 - May 2023 · 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - May 2023 · 9 mos
Morgan Stanley
September 2015 - July 2020 · 4 yrs 10 mos
Morgan StanleyBroker
August 2015 - July 2020 · 4 yrs 11 mos
State Registrations14 states
CADEFLGAMANCNYPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.