Christopher Smith is a CFP-designated registered investment advisor at Smith Securities LLC, based in Covington, LA, with 11 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.95% |
| $500K - $1.0M | 0.95% |
| $1.0M - $4.0M | 0.45% |
| $4M+ | 0.20% |
Fees will not exceed 99 basis points (0.99%) and are at firm discretion based on the client relationship. Clients also pay a 0.50% annual fund expense to Matson Money, bringing total combined fees to a maximum of 1.45% annually. Fees are negotiable.
Fee Estimator
Location
Covington, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Securities LLC
Previous Registrations
Hancock Investment Services, INC.
Hancock Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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