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Eric Nguyen

9 Years of Experience
Vancouver, WA
BrokerSells Insurance

Eric Nguyen is a registered investment advisor at Cetera Investment Advisers LLC, based in Vancouver, WA, with 9 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

15597 SE Mill Plain Blvd, Vancouver, WA, 98684

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Eric sells life, disability, annuities, and long-term care insurance as an insurance agent since 2019. He is also a registered representative with Boyce Financial Group, providing financial services full-time, and treasurer for Oregon Nisei Golf Club, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2019 - June 2023 · 4 yrs 3 mos
Ameriprise Financial Services, INC.
February 2018 - February 2019 · 1 yr
Ameriprise Financial Services, INC.Broker
September 2016 - February 2019 · 2 yrs 5 mos
State Registrations8 states
AZCAFLNVORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.