NY
CFP
NY
CFP

Nicholas Yaw

11 Years of Experience
Cuyahoga Falls, OH
1 DisclosureBrokerSells Insurance

Nicholas Yaw is a CFP-designated registered investment advisor at Oneamerica Securities, INC., based in Cuyahoga Falls, OH, with 11 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
345 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

275 Graham Road, Suite 8, Cuyahoga Falls, OH, 44223

Get directions

History

Regulatory History (1)
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Criminal
August 2006
Final Disposition
Other Business ActivitiesSells Insurance

Nicholas sells non-variable insurance products, including fixed life and fixed annuities, and health insurance. He is also the president of Swings for Scholarships, a non-profit organization, and owns NIBO L D, LLC, an office building.

Employment History
Current Registrations
Oneamerica Securities, INC.
March 2016 - Present · 10 yrs 7 mos
Oneamerica Securities, INC.Broker
August 2015 - Present · 11 yrs 2 mos
Previous Registrations
Independence Capital CO., INC.
December 2019 - January 2020 · 1 mo
Independence Capital CO., INC.Broker
December 2019 - January 2020 · 1 mo
State Registrations17 states
CACOFLGAILINKSMAMDMONCNDNHNYOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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