Nicholas Delios is a registered investment advisor, based in North Reading, MA, with 9 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
North Reading, MA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Profunds Distributors, INC.
January 2026 - Present · 9 mos
Proshare Advisors LLC
January 2026 - Present · 9 mos
Profunds Distributors, INC.Broker
January 2026 - Present · 9 mos
Previous Registrations
State Street Global Advisors Funds Distributors, LLCBroker
April 2024 - January 2026 · 1 yr 9 mos
Putnam Investment Management, LLC
February 2017 - January 2024 · 6 yrs 11 mos
Putnam Retail Management Limited PartnershipBroker
July 2016 - January 2024 · 7 yrs 6 mos
State Registrations8 states
CTMAMDMENHNYRIVT
AdvisorBroker
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Exams
No exam information available for this advisor.
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