Matthew Ham is a registered investment advisor, based in Phoenix, AZ, with 7 years of industry experience.
Location
2700 North Central Avenue, 12 Floor, Phoenix, AZ, 85004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.
January 2026 - Present · 6 mos
Cambridge Investment Research Advisors, INC.
January 2026 - Present · 6 mos
Cambridge Investment Research, INC.Broker
January 2026 - Present · 6 mos
Previous Registrations
Osaic Wealth, INC.
September 2023 - January 2026 · 2 yrs 4 mos
Osaic Wealth, INC.Broker
September 2023 - January 2026 · 2 yrs 4 mos
Sagepoint Financial, INC.
December 2018 - September 2023 · 4 yrs 9 mos
Sagepoint Financial, INC.Broker
March 2018 - September 2023 · 5 yrs 6 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.