RK
RK

Robert Kane

11 Years of Experience
Prospect, KY
1 DisclosureBroker

Robert Kane is a registered investment advisor at Fifth Third Securities, INC., based in Prospect, KY, with 11 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

5929 Timber Ridge Dr, Prospect, KY, 40059

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2023
Denied
Other Business Activities

Robert works as a driver for Uber, a personal taxi service. This takes about 10% of his time and is not securities related.

Employment History
Current Registrations
Fifth Third Securities, INC.
January 2017 - Present · 9 yrs 9 mos
Fifth Third Securities, INC.
July 2015 - Present · 11 yrs 3 mos
Fifth Third Securities, INC.Broker
July 2015 - Present · 11 yrs 3 mos
State Registrations22 states
ALAZCODEFLGAILINKYMDMIMNMONCNJNYOHSCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors