NS
CFA
NS
CFA

Nicholas Sherrill

10 Years of Experience
Garden Ridge, TX
Broker

Nicholas Sherrill is a CFA-designated registered investment advisor at Vest Financial LLC, based in Garden Ridge, TX, with 10 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 180 clients with $52B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
14 advisors
IM Fee
Planning only
Assets Under Management
$51.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Garden Ridge, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Vest Financial LLC
March 2026 - Present · 7 mos
Vest Securities, LLC
March 2026 - Present · 7 mos
Vest Securities, LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
American Century Investment Services INC.Broker
August 2024 - March 2026 · 1 yr 7 mos
Capital Client Group, INC.
July 2016 - August 2024 · 8 yrs 1 mo
Capital Client Group, INC.Broker
March 2016 - August 2024 · 8 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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