Phillip Mccarroll is a registered investment advisor at Morgan Stanley, based in Sandy, UT, with 11 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
Sandy, UT
Get directionsHistory
Regulatory History (1)
Criminal
August 2013Other Business Activities
Phillip rents out a basement apartment as a landlord since 2019, dedicating minimal time to maintenance. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
E*trade Capital Management, LLC
E*trade Securities LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Autumn GleaveMorgan Stanley
- Bridget ChambersMorgan Stanley
- Yerassyl BakytulyMorgan Stanley
- Nahuel MartinezMorgan Stanley
- Brandon ChristensenMorgan Stanley
- Adam FullmerMorgan Stanley