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Tyler Sherwood

Raymond James Financial Services Advisors, INC
9 Years of Experience
Gilbert, AZ
1 DisclosureBroker
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Tyler Sherwood is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Gilbert, AZ, with 9 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Gilbert, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2023
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Tyler is an associate/employee at Key Wealth Management, assisting with client meetings and requests. This takes about 10-20% of Tyler's time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2024 - Present · 2 yrs 5 mos
Raymond James Financial Services, INC.
May 2024 - Present · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2023 - May 2024 · 1 yr 1 mo
Ameriprise Financial Services, LLCBroker
March 2023 - May 2024 · 1 yr 2 mos
Raymond James Financial Services Advisors, INC
October 2020 - April 2023 · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
October 2020 - April 2023 · 2 yrs 6 mos
Ameriprise Financial Services, LLC.
October 2017 - September 2020 · 2 yrs 11 mos
Ameriprise Financial Services, LLCBroker
March 2017 - September 2020 · 3 yrs 6 mos
State Registrations4 states
AZNMNVNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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