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Maxwell Shapiro

10 Years of Experience
Lancaster, CA
BrokerSells Insurance

Maxwell Shapiro is a registered investment advisor, based in Lancaster, CA, with 10 years of industry experience.

Location

43141 Business Center Pkwy, Suite 106, Lancaster, CA, 93535

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Maxwell operates under Householder Group Estate & Retirement Specialists and Wealth Enhancement Group as DBAs for his LPL business. He also provides investment advisory services through Wealth Enhancement Advisory Services, dedicating full-time hours to this role, and is involved in several non-variable insurance activities, a track and field coaching role, and notary public services.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
December 2024 - Present · 1 yr 5 mos
Wealth Enhancement Advisory Services, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Householder Group Estate & Retirement Specialists
February 2021 - November 2024 · 3 yrs 9 mos
LPL Financial LLCBroker
February 2021 - June 2025 · 4 yrs 4 mos
Allstate Financial Services, LLCBroker
October 2019 - February 2021 · 1 yr 4 mos
Sammons Financial Network, LLCBroker
October 2015 - August 2019 · 3 yrs 10 mos
State Registrations33 states
ALARAZCACOFLGAHIIDILINKSLAMDMIMNMONCNMNVNYOKORPASCSDTNTXUTVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.