Beatriz Romero is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2020 - May 2021 · 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2020 - May 2021 · 9 mos
Itau International Securities INC.
October 2018 - September 2019 · 11 mos
Itau International Securities INC.Broker
October 2018 - September 2019 · 11 mos
Harbor Ithaka
December 2017 - May 2018 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2016 - February 2017 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - February 2017 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.