Michael Graham is a registered investment advisor, based in St. Louis, MO, with 9 years of industry experience.
Location
St. Louis, MO
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Regulatory History (7)
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Financial
October 2024Pending
Financial
June 2020Final
Financial
December 2019Final
Financial
September 2019Final
Financial
October 2018Final
Financial
July 2018Final
Financial
March 2018Final
Other Business Activities
Michael works as a part-time independent contractor travel agent for TravelPlex and as a part-time Uber and Lyft driver. These activities each take about 10-20% of his time and are not investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2023 - Present · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2019 - August 2021 · 1 yr 9 mos
Wells Fargo Clearing Services, LLCBroker
November 2019 - August 2021 · 1 yr 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2017 - November 2019 · 2 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
January 2017 - November 2019 · 2 yrs 10 mos
Edward Jones
June 2016 - January 2017 · 7 mos
Edward JonesBroker
May 2016 - January 2017 · 8 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.