Sara Riley is a registered investment advisor, based in St Louis, MO, with 10 years of industry experience.
Location
5700 Oakland Ave, Ste 400, St Louis, MO, 63110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sara is a member of BNI, a volunteer for Kids in the Middle and Rosedale Subdivision Neighborhood, and an agent/broker for Co-Op Insurance and R.F. Brokerage. These activities take minimal time overall.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
March 2016 - August 2023 · 7 yrs 5 mos
Securian Financial Services, INC.Broker
March 2016 - August 2023 · 7 yrs 5 mos
State Registrations12 states
AZCAFLILKSMNMONYOHORTXVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.