CE
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Christopher Ellis

10 Years of Experience
Fairfax, VA
BrokerSells Insurance

Christopher Ellis is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairfax, VA, with 10 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4000 Legato Rd, 11th Fl, Fairfax, VA, 22033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher rents out guest space in his residence via Airbnb and works as an insurance agent selling fixed insurance products, dedicating a few hours per week to each. He also works as a financial professional for Irongate Capital Advisors, spending full-time hours on financial services and the sale and service of fixed insurance products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
October 2015 - August 2023 · 7 yrs 10 mos
Securian Financial Services, INC.Broker
September 2015 - August 2023 · 7 yrs 11 mos
State Registrations18 states
CACODCDEFLGAMDMONCNYOHORPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Ellis - Financial Advisor | TrueAdvisor