Samuel Fahsholtz
Samuel Fahsholtz is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Palm Desert, CA, with 10 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
74245 Highway 111, Suite 200, Palm Desert, CA, 92260
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Regulatory History (3)
Customer Dispute
March 2020Customer Dispute
February 2020Customer Dispute
April 2019Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations18 states
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