Spencer Williams is a registered investment advisor, based in Chicago, IL, with 8 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLC
July 2021 - Present · 5 yrs
Nuveen Asset Management, LLC
July 2021 - Present · 5 yrs
Nuveen Securities, LLCBroker
July 2021 - Present · 5 yrs
Previous Registrations
Invesco Advisers, INC.
December 2019 - June 2021 · 1 yr 6 mos
Invesco Distributors, INC.Broker
December 2019 - June 2021 · 1 yr 6 mos
Raymond James & Associates, INC.
November 2019 - December 2019 · 1 mo
Raymond James & Associates, INC.Broker
October 2017 - December 2019 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.