Taylor Mcbath is a registered investment advisor, based in Mt Juliet, TN, with 10 years of industry experience. Taylor is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1990 Providence Parkway, Mt Juliet, TN, 37122
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2022Denied
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2021 - Present · 5 yrs 5 mos
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Fifth Third Securities, INC.
October 2019 - November 2020 · 1 yr 1 mo
Fifth Third Securities, INC.Broker
October 2019 - November 2020 · 1 yr 1 mo
Suntrust Advisory Services, INC.
August 2017 - September 2019 · 2 yrs 1 mo
Suntrust Investment Services, INC.Broker
August 2017 - September 2019 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - August 2017 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2015 - August 2017 · 1 yr 10 mos
State Registrations9 states
FLILMOMSNCNYOKTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Brian Fricke, CFPWealth Enhancement Advisory Services, LLC
- Jonathon Armstrong, CFPBrookstone Wealth Advisors, LLC